dodd frank act agencies

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Dodd Frank Act

Author : A. Nicole Clowers
ISBN : OCLC:824609292
Genre : Administrative agencies
File Size : 62. 86 MB
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Dodd Frank Act

Author : United States Government Accountability Office
ISBN : 1719092559
Genre :
File Size : 69. 85 MB
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Dodd-Frank Act: Eleven Agencies' Estimates of Resources for Implementing Regulatory Reform

Essentials Of The Dodd Frank Act

Author : Sanjay Anand
ISBN : 9781118028339
Genre : Business & Economics
File Size : 47. 17 MB
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An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspective Presents responsibilities of senior level executives regarding this new Act Reveals what has changed within the regulatory environment Provides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

Doddfrank Wall Street Reform And Consumer Protection Act Regulations To Be Issued By The Consumer Financial Protection Bureau

Author :
ISBN : 9781437938593
Genre :
File Size : 58. 32 MB
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The Impact Of The Dodd Frank Act On The Performance Of Us Listed Commercial And Savings Banks

Author : Zhuo Jian Tang
ISBN : 9783668267466
Genre : Business & Economics
File Size : 44. 43 MB
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Master's Thesis from the year 2015 in the subject Business economics - Investment and Finance, Peking University, language: English, abstract: The impact of financial regulation has critical importance on firm performance and profitability. The aftermath of the Financial Crisis of 2008 saw the biggest regulatory reform in the U.S. financial system since the Great Depression. One of the main causes of the crisis was the excessive risk-taking by large firms because prior financial regulations had loopholes that firms could take advantage of. This reform’s intended purpose is to address and fix those failures in past regulatory oversight. With 398 proposed rules and more than 2,000 pages, the Dodd-Frank Wall Street Financial Reform and Consumer Protection Act signed into law in 2010, tackles many issues and implements many changes to the financial system. For one, it established new government oversight agencies, such as the Consumer Financial Protection Bureau (CFPB) and the Financial Stability Oversight Council (FSOC); it also outlined new capital requirement standards for banks, aimed to strengthen investor protection, increase the transparency of OTC derivatives, and improve the regulation of credit rating agencies. Our paper provides empirical evidence on whether the Dodd-Frank Act has any significant impact on the performance of U.S.-listed commercial and savings institutions while controlling for bank size. With a sample size of 640 publicly listed commercial and savings banks in the U.S. over each quarter between 2005-2014, we investigate the impact of the Dodd-Frank Act, bank-specific characteristics, and macroeconomic indicators on banks’ net interest margin, return on assets, and return on equity using a ‘difference-in-differences’ approach. Our results indicate that the Dodd-Frank Act has a significant negative impact on bank performance, indicated by the net interest margin. Return on assets and return on equity show no significant difference between small banks and big banks. More importantly the interaction term, between the Big Bank dummy and the Dodd-Frank dummy, negatively correlates with bank performance for net interest margin, return on assets, and return on equity. Furthermore, we find that bank-specific characteristics explain a substantial portion of bank performance. The contribution of our work is that, to the best of our knowledge, our paper is the first to provide empirical evidence on the impact of the Dodd-Frank on US-listed commercial and savings banks performance using the most recent data for our analysis.

Rulemaking Requirements And Authorities In The Doddfrank Wall Street Reform And Consumer Protection Act

Author :
ISBN : 9781437943504
Genre : Financial services industry
File Size : 60. 95 MB
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This report identifies provisions in the Act as a whole that either require or permit rulemaking by any federal agency, including the Board of Governors of the Federal Reserve System, the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the Consumer Financial Protection Bureau. Cf. p. 2.

Dodd Frank Wall Street Reform And Consumer Protection Act

Author :
ISBN : 0160861101
Genre :
File Size : 44. 24 MB
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Managing To The New Regulatory Reality

Author : Gregory P. Wilson
ISBN : 1118023005
Genre : Business & Economics
File Size : 22. 12 MB
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How to manage and profit from the new financial regulatory reality Now, more than ever, navigating the new financial regulations is paramount for the survival of many large institutions. Managing to the New Regulatory Reality: Doing Business Under the Dodd-Frank Act provides the most important, need-to-know lessons for private sector management, boards of directors, policymakers, and even regulators, shedding light on the movement from crisis to panic, regulatory reform to winning under continuing financial regulatory uncertainty. Reviews the causes of 2008's financial crisis, and assesses its impact on multiple stakeholders Describes and analyzes the impact of the immediate U.S. and G20 policy and regulatory reactions on financial institutions that the crisis response triggered Explains the legislative policies, and examines how institutions and the financial services industry can make these new policies and regulations work for them All financial institutions, but especially large companies, will have to aggressively manage to the new regulatory reality. Managing to the New Regulatory Reality is the must-have survival guide to sustaining profitability despite all the new red tape.

Dodd Frank Wall Street Reform And Consumer Protection Act Df

Author : Michael K. Adjemian
ISBN : 9781437942576
Genre :
File Size : 74. 65 MB
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The DF makes significant changes to Fed. regulation of the U.S. OTC derivatives markets. The act calls for swaps to be centrally cleared and traded on an exchange or execution facility and for dealers and major participants that trade these derivatives to be subject to collateral requirements. Although the act exempts certain types of swaps and traders from these clearing, collateral, and trading venue requirements in order to preserve market efficiency, all swaps will be subject to new record-keeping and reporting rules. This report reviews some important features of the new law and discuss their potential impact on agribusiness, much of which will depend on how the rules are written and implemented by regulators. This is a print on demand report.

Mortgage Reform Potential Impacts Of Provisions In The Dodd Frank Act On Homebuyers And The Mortgage Market

Author : DIANE Publishing Company
ISBN : 9781437989007
Genre :
File Size : 37. 6 MB
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The Dodd-Frank Act is intended to reform residential mortgage lending and securitization practices that contributed to the recent financial crisis. The Act provides some liability protection for lenders originating mortgages that meet nine specified criteria associated with a borrower¿s ability to repay (¿qualified mortgages¿). The act also requires securitizers of mortgages not meeting separate criteria associated with lower default risk to retain at least 5% of the credit risk. This report discusses the potential impact of the act¿s: (1) qualified mortgage criteria; (2) credit risk retention requirement; and (3) provisions concerning homeownership counseling and regulation of high-cost loans. Charts and tables. This is a print on demand report.

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